Learn about the two fundamental tools of Canadian securities law regulating the sale of securities - the registration requirement and the prospectus requirement.
The two fundamental tools of Canadian securities law regulating the sale of securities are the registration requirement and the prospectus requirement. The registration requirement refers to the rules requiring individuals or companies in the business of trading securities to be registered (i.e., licensed) under securities legislation. The prospectus requirement refers to the rules that require certain kinds of securities trades— distributions—to be undertaken only if the seller prepares, files, and delivers to the purchasers a prospectus. Canadian securities law does provide exemptions in certain cases from both the registration and the prospectus requirements. This course will primarily on prospectus exemptions.
The course will cover the following topics:
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Books on law do not need to be difficult, dull, and costly. At Irwin Law Inc., our aim is to produce books of exceptional quality at affordable prices. We are determined to produce books that are modern, lively, and interesting, as well as clearly organized and attractively designed, at prices substantially lower than our competitors. Indeed, our books are accessible to students and legal practitioners alike, while maintaining the highest standards of excellence. As Canada's youngest law publisher, Irwin Law brings an innovative approach and fresh ideas to legal publishing. The company was established in 1996 - very recently in an industry whose roots go back to 1855. At its inception, Irwin Law Inc. was affiliated with the Stoddart Publishing Group. In 1999, Irwin Law was purchased by Quicklaw, Canada's leading online legal research service. The purchase was a natural, as Irwin Law had been among the first publishers to make its books available on the online database. However, when Quicklaw was purchased by LexisNexis Group in July 2002, Irwin Law needed to find new owners. The company was purchased by a small group led by Irwin Law's founding publisher, Jeffrey Miller. From its beginning, Irwin Law has strived to publish books that do more than outline the current state of the law. They analyze the complex issues of the day in a succinct and readable style and in a manner that is probing and thoughtful. Our books are accurate, comprehensive, and up-to-date. Indeed, all manuscript submissions are subject to peer review and our authors are among the leading law practitioners and professors in Canada and the world. Irwin Law brings to the marketplace books that whet the reader's curiosity, challenge established tradition, and create intellectual excitement.
Christopher C. Nicholls holds the Stephen Dattels Chair in Corporate Finance Law at the University of Western Ontario. He is a graduate of the University of Ottawa, Osgoode Hall Law School, and Harvard University. Before coming to Western in 2006, Professor Nicholls was a member of the Dalhousie University Faculty of Law (now the Schulich School of Law at Dalhousie University) where he was the inaugural holder of the Purdy Crawford Chair in Business Law. Prior to joining the faculty of Dalhousie, he practised corporate and securities law in Toronto and in Hamilton, Bermuda. Professor Nicholls has been a visiting (adjunct) professor at the University of Toronto Faculty of Law, a visiting professor at Queen’s University Faculty of Law, a visiting scholar at the Centre for Corporate and Commercial Law at the University of Cambridge, the Falconbridge Professor of Commercial Law at Osgoode Hall Law School, and a Herbert Smith visitor to the University of Cambridge Faculty of Law. He has served as a member (Commissioner) of the Nova Scotia Securities Commission, as associate editor and corporate finance law specialist editor for the Canadian Business Law Journal, and as a member of the editorial board of the Canadian Journal of Law and Technology. He is the author of numerous articles and monographs, as well as four other books including Securities Law (with Jeffrey MacIntosh, Irwin Law, 2002).
